Every SEC Form 3/4/5 on record for this filer (CIK 1186884) — 4 issuers, 122 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SLRC | SLR Investment Corp. | See Remarks · Director | 2015-11-16 → 2026-05-14 | 34 | $20M |
| GSL | Global Ship Lease, Inc. | Director | 2026-03-16 → 2026-03-16 | 1 | — |
| SUNS | Sunrise Realty Trust, Inc. | See Remarks · Director · lapsed | 2015-08-27 → 2022-04-05 | 17 | $2M |
| JAH | JARDEN CORP | Director · lapsed | 2016-04-15 → 2016-04-15 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SLRC | 2026-05-13 | Buy | 10,000 | $13.10 | $131,000 | 4,045,153 |
| SLRC | 2026-05-12 | Buy | 10,000 | $13.09 | $130,900 | 4,035,153 |
| SLRC | 2026-03-16 | Buy | 10,452 | $13.90 | $145,283 | 4,025,153 |
| SLRC | 2026-03-13 | Buy | 25,000 | $13.91 | $347,750 | 4,014,701 |
| SLRC | 2026-03-04 | Buy | 15,019 | $14.83 | $222,732 | 3,989,701 |
| SLRC | 2026-03-03 | Buy | 89,800 | $14.73 | $1M | 3,974,682 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
