Every SEC Form 3/4/5 on record for this filer (CIK 1186797) — 2 issuers, 23 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ARCC | ARES CAPITAL CORP | Director · lapsed | 2015-12-16 → 2020-09-15 | 3 | $218,155 |
| EE | Excelerate Energy, Inc. | Director · lapsed | 2015-07-07 → 2020-07-29 | 9 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ARCC | 2020-09-11 | Buy | 1,816 | $14.50 | $26,332 | 42,732 |
| EE | 2019-08-15 | Sell | 7,406 | $66.40 | $491,758 | 26,450 |
| EE | 2019-08-15 | Sell | 3,500 | $66.41 | $232,435 | 5,475 |
| EE | 2019-08-14 | Sell | 3,500 | $66.37 | $232,295 | 36,956 |
| EE | 2019-08-14 | Sell | 3,094 | $66.36 | $205,318 | 40,456 |
| EE | 2019-08-14 | Sell | 3,500 | $66.36 | $232,260 | 43,550 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
