Every SEC Form 3/4/5 on record for this filer (CIK 1186677) — 3 issuers, 28 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SWBI | SMITH & WESSON BRANDS, INC. | Filer · lapsed | 2020-10-15 → 2023-10-03 | 9 | −$312,368 |
| AOBC | SMITH & WESSON BRANDS, INC. | Director · lapsed | 2017-09-21 → 2020-05-29 | 6 | −$429,500 |
| SWHC | SMITH & WESSON HOLDING CORP | Director · lapsed | 2015-09-17 → 2016-09-22 | 5 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SWBI | 2022-06-27 | Sell | 5,000 | $15.64 | $78,200 | 37,526 |
| SWBI | 2021-06-25 | Sell | 1,534 | $30.17 | $46,281 | 37,956 |
| SWBI | 2021-06-21 | Sell | 902 | $25.25 | $22,776 | 44,002 |
| SWBI | 2021-06-21 | Sell | 2,256 | $25.08 | $56,580 | 41,746 |
| SWBI | 2021-06-21 | Sell | 2,256 | $23.48 | $52,971 | 39,490 |
| SWBI | 2020-12-24 | Sell | 3,000 | $18.52 | $55,560 | 44,904 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.