Every SEC Form 3/4/5 on record for this filer (CIK 1186069) — 1 issuer, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CNL | Collective Mining Ltd. | Sr Vice President · lapsed | 2016-02-01 → 2016-04-15 | 3 | −$112,175 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CNL | 2016-03-03 | Sell | 2,500 | $44.87 | $112,175 | 55,644 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.