Every SEC Form 3/4/5 on record for this filer (CIK 1185514) — 6 issuers, 16 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HLNE | Hamilton Lane INC | Director | 2017-06-01 → 2026-06-15 | 3 | $2M |
| AUD | AUDACY, INC. | Director · lapsed | 2021-05-14 → 2022-05-11 | 2 | — |
| ROT.U | Rotor Acquisition Corp. | Director · lapsed | 2021-01-14 → 2021-01-14 | 1 | — |
| ETM | ENTERCOM COMMUNICATIONS CORP | Director · lapsed | 2016-02-12 → 2020-11-18 | 6 | — |
| ACTA | Actua Corp | Director · lapsed | 2016-06-21 → 2017-06-20 | 2 | — |
| DRII | Diamond Resorts International, Inc. | Director · lapsed | 2016-05-26 → 2016-09-02 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HLNE | 2026-06-11 | Buy | 15,000 | $76.27 | $1M | 25,000 |
| HLNE | 2026-02-24 | Buy | 10,000 | $101.00 | $1M | 10,000 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
