Every SEC Form 3/4/5 on record for this filer (CIK 1185480) — 6 issuers, 53 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MA | Mastercard Inc | Director | 2018-06-26 → 2026-06-18 | 13 | $1M |
| WFC | WELLS FARGO & COMPANY/MN | Director | 2022-04-28 → 2026-04-30 | 7 | $144,270 |
| DOW | DOW INC. | Director | 2016-05-17 → 2026-04-13 | 18 | $890,158 |
| DWDP | DuPont de Nemours, Inc. | Director · lapsed | 2018-07-06 → 2019-08-05 | 2 | — |
| XEL | XCEL ENERGY INC | Director · lapsed | 2016-05-19 → 2019-05-17 | 4 | — |
| USB | US BANCORP \DE\ | Director · lapsed | 2016-01-27 → 2018-02-22 | 12 | −$112M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DOW | 2024-12-12 | Buy | 6,025 | $41.45 | $249,736 | 43,026 |
| DOW | 2023-11-16 | Buy | 5,000 | $51.09 | $255,450 | 33,665 |
| WFC | 2023-11-09 | Buy | 3,500 | $41.22 | $144,270 | 4,244 |
| MA | 2023-11-09 | Buy | 1,000 | $390.96 | $390,960 | 9,743 |
5 of 6 issuers are covered and open a security page; the rest are on file here only.
