Every SEC Form 3/4/5 on record for this filer (CIK 1183429) — 5 issuers, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | Director | 2021-05-24 → 2026-06-04 | 12 | — |
| CBRE | CBRE GROUP, INC. | Director · lapsed | 2019-05-21 → 2021-05-21 | 3 | — |
| T | AT&T INC. | Director · lapsed | 2015-08-04 → 2020-05-04 | 21 | — |
| CBG | CBRE GROUP, INC. | Director · lapsed | 2016-05-17 → 2018-05-22 | 5 | −$233,651 |
| SSNI | Itron Networked Solutions, Inc. | Director · lapsed | 2016-05-31 → 2018-01-09 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CBG | 2018-03-09 | Sell | 1,886 | $47.49 | $89,566 | 31,371 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.