Every SEC Form 3/4/5 on record for this filer (CIK 1181669) — 1 issuer, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| COF | CAPITAL ONE FINANCIAL CORP | Director | 2016-05-06 → 2026-05-12 | 13 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| COF | 2022-02-01 | Sell | 7,709 | $147.00 | $1M | 26,096 |
| COF | 2021-11-01 | Sell | 2,716 | $152.33 | $413,728 | 26,096 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.