Every SEC Form 3/4/5 on record for this filer (CIK 1181389) — 4 issuers, 54 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NCDL | Nuveen Churchill Direct Lending Corp. | Director | 2026-03-11 → 2026-03-11 | 1 | $244,819 |
| KNSL | Kinsale Capital Group, Inc. | Director | 2016-07-28 → 2025-01-03 | 19 | −$7M |
| BSIG | BrightSphere Investment Group plc | Director · lapsed | 2018-05-21 → 2018-06-21 | 2 | −$16,302 |
| OMAM | OM Asset Management plc | Director · lapsed | 2016-02-12 → 2018-03-20 | 14 | −$503,457 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NCDL | 2026-03-10 | Buy | 17,857 | $13.71 | $244,819 | 78,193 |
| KNSL | 2024-12-04 | Sell | 546 | $498.49 | $272,176 | 9,097 |
| KNSL | 2024-12-04 | Sell | 1,085 | $499.80 | $542,283 | 8,012 |
| KNSL | 2024-12-04 | Sell | 664 | $500.85 | $332,564 | 7,348 |
| KNSL | 2024-02-20 | Sell | 2,011 | $500.78 | $1M | 10,443 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
