Every SEC Form 3/4/5 on record for this filer (CIK 1180622) — 4 issuers, 36 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBZ | CBIZ, Inc. | Director | 2016-02-16 → 2026-03-11 | 34 | −$3M |
| DCF | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | Director · lapsed | 2017-10-26 → 2017-10-26 | 1 | — |
| LEO | DREYFUS STRATEGIC MUNICIPALS INC | Director · lapsed | 2016-05-31 → 2016-05-31 | 1 | — |
| DSM | DREYFUS STRATEGIC MUNICIPAL BOND FUND INC | Director · lapsed | 2016-05-31 → 2016-05-31 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CBZ | 2026-03-10 | Sell | 17,956 | $26.39 | $473,859 | 18,000 |
| CBZ | 2025-12-02 | Sell | 8,288 | $49.54 | $410,588 | 35,956 |
| CBZ | 2025-03-06 | Sell | 6,526 | $71.75 | $468,241 | 41,759 |
| CBZ | 2023-08-03 | Sell | 7,519 | $54.01 | $406,101 | 45,252 |
| CBZ | 2022-05-20 | Sell | 6,482 | $38.32 | $248,390 | 1,521 |
| CBZ | 2021-10-11 | Sell | 2,100 | $33.83 | $71,043 | 4,999 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
