Every SEC Form 3/4/5 on record for this filer (CIK 1174968) — 10 issuers, 94 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SLDP | Solid Power, Inc. | Director | 2023-02-07 → 2026-05-21 | 8 | −$802,972 |
| CALY | Callaway Golf Co | Director | 2026-02-19 → 2026-05-21 | 4 | −$3M |
| MODG | Topgolf Callaway Brands Corp. | Director | 2023-03-01 → 2025-08-12 | 14 | −$3M |
| HYZN | Hyzon Motors Inc. | Director | 2021-07-20 → 2024-11-13 | 11 | — |
| ELY | CALLAWAY GOLF CO | Director · lapsed | 2021-03-09 → 2022-08-17 | 13 | −$6M |
| DCRD | Decarbonization Plus Acquisition Corp IV | Chief Executive Officer · Director · lapsed | 2021-08-10 → 2021-08-10 | 1 | — |
| DCRC | Decarbonization Plus Acquisition Corp III | Chief Executive Officer · Director · lapsed | 2021-03-23 → 2021-03-23 | 1 | — |
| DCRN | Decarbonization Plus Acquisition Corp II | Chief Executive Officer · Director · lapsed | 2021-02-03 → 2021-02-03 | 1 | — |
| DCRB | Decarbonization Plus Acquisition Corp | Chief Executive Officer · Director · lapsed | 2020-10-20 → 2020-12-04 | 2 | — |
| AVA | AVISTA CORP | Director · lapsed | 2015-09-02 → 2019-03-14 | 9 | −$303,796 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CALY | 2026-05-12 | Sell | 25,000 | $15.74 | $393,500 | 580,459 |
| CALY | 2026-05-11 | Sell | 25,000 | $16.29 | $407,250 | 655,459 |
| CALY | 2026-05-11 | Sell | 50,000 | $17.54 | $877,000 | 605,459 |
| CALY | 2026-02-23 | Sell | 10,000 | $13.82 | $138,200 | 680,459 |
| CALY | 2026-02-19 | Sell | 10,000 | $13.98 | $139,800 | 690,459 |
| CALY | 2026-02-18 | Sell | 20,000 | $13.64 | $272,800 | 700,459 |
| CALY | 2026-02-17 | Sell | 40,000 | $13.43 | $537,200 | 720,459 |
| SLDP | 2025-12-04 | Sell | 30,000 | $5.20 | $156,000 | 157,617 |
3 of 10 issuers are covered and open a security page; the rest are on file here only.
