Every SEC Form 3/4/5 on record for this filer (CIK 1169253) — 8 issuers, 125 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SNWV | SANUWAVE Health, Inc. | Filer | 2022-08-10 → 2025-12-15 | 16 | −$3M |
| MODD | Modular Medical, Inc. | Chief Executive Officer · Director | 2017-08-01 → 2025-04-28 | 14 | $2M |
| BRSF | BRAIN SCIENTIFIC INC. | 10% owner · lapsed | 2022-08-04 → 2022-08-04 | 1 | — |
| NMTC | NEUROONE MEDICAL TECHNOLOGIES Corp | 10% owner · lapsed | 2021-01-21 → 2021-01-21 | 1 | — |
| ZMTP | Zoom Telephonics, Inc. | 10% owner · lapsed | 2015-09-29 → 2020-08-05 | 2 | — |
| CLOK | CIPHERLOC Corp | 10% owner · lapsed | 2018-07-30 → 2019-10-03 | 6 | $48,291 |
| FENC | FENNEC PHARMACEUTICALS INC. | 10% owner · lapsed | 2018-03-29 → 2018-03-29 | 8 | $404,809 |
| BLKE | BEAR LAKE RECREATION INC | 10% owner · lapsed | 2017-05-05 → 2017-05-05 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SNWV | 2025-12-10 | Sell | 8,625 | $30.39 | $262,114 | 863,980 |
| SNWV | 2025-12-09 | Sell | 8,785 | $30.58 | $268,645 | 872,605 |
| SNWV | 2025-12-08 | Sell | 125,400 | $30.75 | $4M | 881,390 |
| SNWV | 2025-12-08 | Sell | 2,000 | $31.60 | $63,200 | 2,000 |
| MODD | 2024-11-21 | Buy | 166,666 | $1.50 | $249,999 | 3,284,743 |
| SNWV | 2024-10-18 | Buy | 181,818 | $8.25 | $1M | 1,006,790 |
4 of 8 issuers are covered and open a security page; the rest are on file here only.
