Every SEC Form 3/4/5 on record for this filer (CIK 1167113) — 5 issuers, 12 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| USAU | U.S. GOLD CORP. | COO, Corporate Secretary · lapsed | 2017-09-06 → 2020-11-03 | 10 | $21,952 |
| SVOND | Sevion Therapeutics, Inc. | Filer · lapsed | 2017-12-21 → 2017-12-21 | 1 | — |
| DRAM | DATARAM CORP | COO U.S. Gold Corp. · lapsed | 2017-06-15 → 2017-06-15 | 1 | — |
| COOL | MAJESCO ENTERTAINMENT CO | CEO, CHAIRMAN OF THE BOARD · lapsed | 2015-07-31 → 2016-12-05 | 6 | — |
| DROP | Fuse Science, Inc. | CEO, CFO · Director · lapsed | 2016-03-21 → 2016-03-21 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| USAU | 2018-12-31 | Buy | 1,300 | $0.87 | $1,131 | 419,300 |
| USAU | 2018-12-31 | Buy | 8,700 | $0.83 | $7,221 | 428,000 |
| USAU | 2017-11-13 | Buy | 10,000 | $1.36 | $13,600 | 122,255 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
