Every SEC Form 3/4/5 on record for this filer (CIK 1164644) — 7 issuers, 82 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CXM | Sprinklr, Inc. | Director | 2025-01-31 → 2026-06-15 | 4 | — |
| CRS | CARPENTER TECHNOLOGY CORP | Director | 2015-08-14 → 2025-10-15 | 18 | — |
| AI | C3.ai, Inc. | Director | 2020-12-08 → 2025-10-07 | 14 | −$28M |
| AERC | AeroClean Technologies, Inc. | Director · lapsed | 2022-11-14 → 2022-11-14 | 2 | — |
| VG | Venture Global, Inc. | Director · lapsed | 2021-06-30 → 2022-07-21 | 3 | — |
| KLXE | KLX Energy Services Holdings, Inc. | Director · lapsed | 2018-09-18 → 2021-03-09 | 3 | — |
| KLXI | KLX Inc. | Director · lapsed | 2015-08-04 → 2018-10-11 | 14 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AI | 2025-05-29 | Sell | 42,382 | $26.32 | $1M | 546,495 |
| AI | 2024-12-09 | Sell | 125,000 | $42.00 | $5M | 546,495 |
5 of 7 issuers are covered and open a security page; the rest are on file here only.
