Every SEC Form 3/4/5 on record for this filer (CIK 1156899) — 4 issuers, 38 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SMTC | SEMTECH CORP | President and CEO · Director | 2023-07-05 → 2026-06-12 | 19 | −$1M |
| WOLF | WOLFSPEED, INC. | Director | 2025-10-07 → 2025-12-19 | 2 | — |
| FN | Fabrinet | EVP & Chief Technical Officer · lapsed | 2016-02-02 → 2018-08-27 | 9 | — |
| AXTI | AXT INC | Chief Operating Officer · lapsed | 2015-11-04 → 2015-11-04 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SMTC | 2026-06-05 | Sell | 2,000 | $162.10 | $324,200 | 69,228 |
| SMTC | 2026-05-01 | Sell | 2,000 | $103.01 | $206,020 | 71,228 |
| SMTC | 2026-04-10 | Sell | 2,000 | $90.11 | $180,220 | 73,228 |
4 of 4 issuers are covered and open a security page; the rest are on file here only.