Every SEC Form 3/4/5 on record for this filer (CIK 1143422) — 11 issuers, 70 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GRAL | GRAIL, Inc. | Director | 2024-06-21 → 2026-06-22 | 12 | — |
| NXPI | NXP Semiconductors N.V. | Director | 2019-08-01 → 2026-06-12 | 16 | −$2M |
| UP | Wheels Up Experience Inc. | Director | 2024-08-08 → 2026-06-10 | 4 | — |
| AVTR | Avantor, Inc. | Director | 2020-05-12 → 2026-05-11 | 16 | $5M |
| STT | STATE STREET CORP | Director | 2016-05-20 → 2025-02-19 | 12 | −$1M |
| VORB | Virgin Orbit Holdings, Inc. | Director · lapsed | 2022-01-03 → 2022-01-03 | 1 | — |
| NGCA | NextGen Acquisition Corp. II | Director · lapsed | 2021-03-22 → 2021-03-22 | 1 | — |
| NGAC | NextGen Acquisition Corp | Director · lapsed | 2020-10-06 → 2020-10-06 | 1 | — |
| LMIA | LMI AEROSPACE INC | Director · lapsed | 2015-07-15 → 2017-06-28 | 3 | −$20M |
| RM | Regional Management Corp. | 10% owner · lapsed | 2016-04-07 → 2016-08-01 | 4 | −$2M |
| FSL | Freescale Semiconductor, Ltd. | Director · lapsed | 2015-12-09 → 2015-12-09 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AVTR | 2026-02-12 | Buy | 100,000 | $9.40 | $940,000 | 400,000 |
| AVTR | 2025-10-30 | Buy | 100,000 | $11.25 | $1M | 300,000 |
5 of 11 issuers are covered and open a security page; the rest are on file here only.
