Every SEC Form 3/4/5 on record for this filer (CIK 1142662) — 2 issuers, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HLI | HOULIHAN LOKEY, INC. | CO-CHAIRMAN | 2024-06-17 → 2026-05-22 | 8 | −$8M |
| JOY | JOY GLOBAL INC | Director · lapsed | 2015-09-21 → 2017-04-07 | 10 | $369,792 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HLI | 2025-08-27 | Sell | 40,000 | $199.95 | $8M | — |
1 of 2 issuers are covered and open a security page; the rest are on file here only.