Every SEC Form 3/4/5 on record for this filer (CIK 1142524) — 9 issuers, 200 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AVGO | Broadcom Inc. | Director | 2016-02-03 → 2025-04-23 | 32 | −$20M |
| TIVO | TiVo Corp | Director · lapsed | 2016-09-09 → 2020-06-03 | 13 | — |
| TPCO | Tribune Publishing Co | Director · lapsed | 2019-05-17 → 2019-05-17 | 1 | — |
| TRNC | tronc, Inc. | Director · lapsed | 2017-03-03 → 2018-05-22 | 4 | — |
| YHOO | YAHOO INC | Director · lapsed | 2016-04-28 → 2017-01-04 | 5 | — |
| ROVI | Rovi Corp | Director · lapsed | 2015-09-25 → 2016-09-08 | 3 | — |
| TPUB | Tribune Publishing Co | Director · lapsed | 2016-03-03 → 2016-06-06 | 3 | — |
| SNDK | Sandisk Corp | Director · lapsed | 2016-05-13 → 2016-05-13 | 1 | — |
| BRCM | BROADCOM CORP | Director · lapsed | 2016-02-03 → 2016-02-03 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AVGO | 2025-01-08 | Sell | 4,000 | $229.64 | $918,560 | 46,400 |
| AVGO | 2024-03-12 | Sell | 1,989 | $1,290.62 | $3M | 4,643 |
| AVGO | 2024-03-12 | Sell | 1,161 | $1,289.86 | $1M | 6,632 |
| AVGO | 2023-12-20 | Sell | 800 | $1,140.30 | $912,240 | 810 |
| AVGO | 2023-09-12 | Sell | 900 | $856.35 | $770,715 | 9,123 |
| AVGO | 2023-09-12 | Sell | 600 | $854.67 | $512,802 | 10,023 |
| AVGO | 2023-03-14 | Sell | 1,470 | $624.37 | $917,824 | 11,439 |
2 of 9 issuers are covered and open a security page; the rest are on file here only.
