Every SEC Form 3/4/5 on record for this filer (CIK 1133099) — 6 issuers, 54 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| COLB | COLUMBIA BANKING SYSTEM, INC. | Director | 2023-03-03 → 2026-06-16 | 16 | $100,616 |
| GIX | GigCapital9 Corp. | Director | 2026-02-02 → 2026-02-02 | 1 | — |
| GIW | GigCapital8 Corp. | Director | 2025-10-08 → 2025-10-08 | 1 | — |
| UPHL | UpHealth, Inc. | Director · lapsed | 2024-02-02 → 2024-02-02 | 1 | — |
| UMPQ | UMPQUA HOLDINGS CORP | Director · lapsed | 2015-08-12 → 2023-03-02 | 33 | −$33,463 |
| UPH | UpHealth, Inc. | Director · lapsed | 2022-12-05 → 2022-12-19 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| COLB | 2024-01-31 | Buy | 4,889 | $20.58 | $100,616 | 60,835 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
