Every SEC Form 3/4/5 on record for this filer (CIK 1131066) — 2 issuers, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CWBC | Community West Bancshares | Director | 2024-06-04 → 2026-05-08 | 6 | −$473,865 |
| CVCY | CENTRAL VALLEY COMMUNITY BANCORP | Director · lapsed | 2015-07-20 → 2023-05-18 | 15 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CWBC | 2024-12-16 | Sell | 1,860 | $21.51 | $40,009 | 315,531 |
| CWBC | 2024-12-16 | Sell | 1,860 | $21.51 | $40,009 | 17,121 |
| CWBC | 2024-12-13 | Sell | 9,155 | $21.51 | $196,924 | 317,391 |
| CWBC | 2024-12-13 | Sell | 9,155 | $21.51 | $196,924 | 18,981 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.