Every SEC Form 3/4/5 on record for this filer (CIK 1131064) — 2 issuers, 28 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CWBC | Community West Bancshares | Director | 2024-06-04 → 2025-05-12 | 3 | — |
| CVCY | CENTRAL VALLEY COMMUNITY BANCORP | Director · lapsed | 2015-07-20 → 2023-05-18 | 21 | −$70,969 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CVCY | 2023-04-28 | Buy | 2,000 | $14.73 | $29,460 | 107,855 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.