Every SEC Form 3/4/5 on record for this filer (CIK 1127312) — 2 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MKTW | MARKETWISE, INC. | Director | 2021-07-23 → 2026-06-08 | 8 | $13,500 |
| CLCT | COLLECTORS UNIVERSE INC | Director · lapsed | 2015-12-10 → 2017-12-07 | 6 | −$780,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MKTW | 2023-11-13 | Buy | 5,000 | $2.70 | $13,500 | 133,040 |
| CLCT | 2017-05-01 | Sell | 10,000 | $27.18 | $271,800 | 168,281 |
| CLCT | 2017-04-03 | Sell | 10,000 | $25.68 | $256,800 | 178,281 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.