Every SEC Form 3/4/5 on record for this filer (CIK 1124195) — 5 issuers, 98 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PDYN | Palladyne AI Corp. | Director | 2024-06-13 → 2026-06-08 | 5 | $49,007 |
| SDHI | Siddhi Acquisition Corp (Cayman Islands) | Director | 2025-04-01 → 2025-04-02 | 2 | — |
| STRC | Sarcos Technology & Robotics Corp | Director · lapsed | 2021-09-24 → 2023-12-22 | 18 | $2M |
| SMG | SCOTTS MIRACLE-GRO CO | Director · lapsed | 2015-07-06 → 2022-12-13 | 70 | −$2M |
| ROT.U | Rotor Acquisition Corp. | Chief Executive Officer · Director · lapsed | 2021-01-14 → 2021-01-14 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SDHI | 2025-04-02 | Buy | 338,000 | — | $0 | 7,238,000 |
| STRC | 2023-12-22 | Buy | 80,000 | $0.59 | $47,200 | 243,125 |
| STRC | 2023-12-21 | Buy | 40,000 | $0.61 | $24,400 | 163,125 |
| STRC | 2023-12-15 | Buy | 16,459 | $0.64 | $10,534 | 123,125 |
| STRC | 2023-12-14 | Buy | 40,000 | $0.62 | $24,800 | 106,666 |
| STRC | 2023-12-13 | Buy | 30,000 | $0.61 | $18,300 | 150,000 |
| STRC | 2023-12-13 | Buy | 30,000 | $0.61 | $18,300 | 66,666 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
