Every SEC Form 3/4/5 on record for this filer (CIK 1122672) — 2 issuers, 112 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HLI | HOULIHAN LOKEY, INC. | CO-CHAIRMAN · Director | 2015-08-12 → 2026-05-19 | 63 | −$37M |
| AMPI | Advanced Merger Partners, Inc. | Director · lapsed | 2021-03-01 → 2021-03-01 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HLI | 2025-09-16 | Sell | 6,811 | $202.75 | $1M | — |
| HLI | 2025-06-30 | Sell | 5,000 | $182.81 | $914,050 | — |
1 of 2 issuers are covered and open a security page; the rest are on file here only.