Every SEC Form 3/4/5 on record for this filer (CIK 1114673) — 5 issuers, 55 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PDYN | Palladyne AI Corp. | Director | 2024-05-17 → 2026-06-08 | 19 | $870,689 |
| STRC | Sarcos Technology & Robotics Corp | Director · lapsed | 2021-09-24 → 2023-06-16 | 8 | — |
| COLI | Colicity Inc. | Director · lapsed | 2021-02-23 → 2021-02-23 | 1 | — |
| HOL | Holicity Inc. | Director · lapsed | 2020-08-06 → 2020-08-06 | 1 | — |
| BID | SOTHEBYS | Director · lapsed | 2015-08-17 → 2019-10-04 | 36 | −$891,406 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PDYN | 2024-10-31 | Buy | 215,053 | $2.20 | $473,117 | 389,884 |
| PDYN | 2024-06-07 | Buy | 11,729 | $1.75 | $20,526 | 200,000 |
| PDYN | 2024-06-06 | Buy | 12,500 | $1.79 | $22,375 | 188,271 |
| PDYN | 2024-06-05 | Buy | 12,919 | $1.67 | $21,575 | 175,771 |
| PDYN | 2024-06-04 | Buy | 12,852 | $1.63 | $20,949 | 162,852 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
