Every SEC Form 3/4/5 on record for this filer (CIK 1109775) — 2 issuers, 43 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CPRX | CATALYST PHARMACEUTICALS, INC. | Director · lapsed | 2015-08-26 → 2023-05-05 | 23 | −$2M |
| AMPE | Ampio Pharmaceuticals, Inc. | Director · lapsed | 2015-12-15 → 2022-01-03 | 23 | −$9,160 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CPRX | 2022-11-23 | Sell | 9,999 | $17.45 | $174,483 | 149,553 |
| CPRX | 2022-11-22 | Sell | 20,001 | $17.30 | $346,017 | 159,552 |
| CPRX | 2022-11-21 | Sell | 70,000 | $15.23 | $1M | 179,553 |
| CPRX | 2022-09-14 | Sell | 20,000 | $15.75 | $315,000 | 249,553 |
| CPRX | 2022-09-13 | Sell | 10,000 | $15.70 | $157,000 | 269,553 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
