Every SEC Form 3/4/5 on record for this filer (CIK 1106627) — 5 issuers, 82 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DXC | DXC Technology Co | President and CEO · Director | 2020-08-18 → 2026-05-26 | 30 | $1M |
| AVGO | Broadcom Inc. | Director · lapsed | 2020-01-14 → 2023-04-05 | 17 | −$549,403 |
| GME | GameStop Corp. | Director · lapsed | 2019-04-30 → 2021-01-19 | 7 | −$1M |
| CAP | Capitol Investment Corp. V | Director · lapsed | 2020-12-01 → 2020-12-08 | 2 | — |
| KATE | Kate Spade & Co | Director · lapsed | 2016-01-13 → 2017-07-13 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DXC | 2026-05-11 | Buy | 28,050 | $8.90 | $249,645 | 844,051 |
| DXC | 2026-05-11 | Buy | 1 | $9.00 | $8 | 844,052 |
| DXC | 2026-02-02 | Buy | 16,446 | $15.24 | $250,637 | 816,001 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.