Every SEC Form 3/4/5 on record for this filer (CIK 1106191) — 5 issuers, 84 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBRL | CRACKER BARREL OLD COUNTRY STORE, INC | 10% owner | 2025-04-08 → 2026-01-06 | 18 | −$805,697 |
| GTE | GRAN TIERRA ENERGY INC. | 10% owner · lapsed | 2019-04-04 → 2021-06-07 | 67 | $3M |
| WLH | WILLIAM LYON HOMES | 10% owner · lapsed | 2016-03-25 → 2019-02-13 | 58 | −$4M |
| ENTG | ENTEGRIS INC | 10% owner · lapsed | 2016-08-05 → 2016-09-01 | 5 | −$28M |
| DXPE | DXP ENTERPRISES INC | 10% owner · lapsed | 2016-08-05 → 2016-08-05 | 1 | $3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CBRL | 2025-12-11 | Sell | 42,400 | $28.79 | $1M | 2,452,200 |
| CBRL | 2025-12-10 | Sell | 42,400 | $26.13 | $1M | 2,494,600 |
| CBRL | 2025-05-01 | Buy | 35,607 | $42.77 | $2M | 2,780,700 |
| GTE | 2021-05-21 | Sell | 440,997 | $0.61 | $269,008 | 37,808,012 |
| GTE | 2021-05-20 | Sell | 300,000 | $0.60 | $180,000 | 38,249,009 |
| GTE | 2021-05-04 | Sell | 283,500 | $0.65 | $184,275 | 40,169,309 |
| GTE | 2021-05-03 | Sell | 179,000 | $0.66 | $118,140 | 40,452,809 |
| GTE | 2021-04-28 | Sell | 108,000 | $0.69 | $74,520 | 40,881,809 |
| GTE | 2021-01-14 | Sell | 200,900 | $0.53 | $106,477 | 61,411,529 |
| GTE | 2020-11-24 | Sell | 2,082,800 | $0.31 | $645,668 | 70,159,253 |
4 of 5 issuers are covered and open a security page; the rest are on file here only.
