Every SEC Form 3/4/5 on record for this filer (CIK 1105806) — 4 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SONM | DNA X, Inc. | 10% owner | 2025-02-24 → 2025-07-07 | 5 | −$1M |
| CREX | CREATIVE REALITIES, INC. | 10% owner | 2024-10-23 → 2024-10-23 | 2 | −$20,794 |
| LIQT | LIQTECH INTERNATIONAL INC | 10% owner · lapsed | 2021-12-22 → 2022-05-13 | 5 | $1M |
| HTGM | HTG MOLECULAR DIAGNOSTICS, INC | 10% owner · lapsed | 2019-09-27 → 2020-02-27 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SONM | 2025-06-30 | Sell | 400,514 | $1.39 | $556,714 | — |
| SONM | 2025-06-26 | Sell | 466,402 | $1.50 | $699,603 | 400,514 |
| CREX | 2024-01-23 | Sell | 5,400 | $2.96 | $15,984 | 1,037,404 |
| CREX | 2024-01-22 | Sell | 4,800 | $2.81 | $13,488 | 1,042,804 |
| CREX | 2024-01-18 | Sell | 4,600 | $2.67 | $12,282 | 1,047,604 |
| CREX | 2023-12-12 | Buy | 10,000 | $1.90 | $19,000 | 1,052,204 |
| CREX | 2023-12-08 | Buy | 1,000 | $1.96 | $1,960 | 1,042,204 |
| LIQT | 2022-05-13 | Buy | 1,375,000 | $0.50 | $687,500 | 2,926,957 |
| LIQT | 2022-01-25 | Buy | 100 | $5.44 | $544 | 1,551,957 |
| LIQT | 2022-01-24 | Buy | 16,089 | $5.24 | $84,306 | 1,551,857 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.
