Every SEC Form 3/4/5 on record for this filer (CIK 1104775) — 3 issuers, 50 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SEAC | SEACHANGE INTERNATIONAL INC | Director · lapsed | 2021-05-18 → 2023-05-22 | 5 | — |
| CCUR | CCUR Holdings, Inc. | Director · lapsed | 2018-02-15 → 2020-10-28 | 5 | — |
| EVOL | EVOLVING SYSTEMS INC | Director · lapsed | 2015-12-14 → 2019-12-30 | 12 | $88,735 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EVOL | 2019-12-27 | Buy | 9,000 | $0.88 | $7,920 | 177,644 |
| EVOL | 2019-11-26 | Buy | 1,678 | $0.99 | $1,661 | 168,622 |
| EVOL | 2019-11-26 | Buy | 22 | $0.95 | $21 | 168,644 |