Every SEC Form 3/4/5 on record for this filer (CIK 1102786) — 8 issuers, 46 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FE | FIRSTENERGY CORP | Director | 2017-01-23 → 2026-04-03 | 39 | −$402,017 |
| OIG | Orbital Infrastructure Group, Inc. | Chief Executive Officer · Director · lapsed | 2022-10-17 → 2023-02-01 | 3 | — |
| OEG | Orbital Energy Group, Inc. | Chief Executive Officer · Director · lapsed | 2020-05-26 → 2022-04-18 | 19 | $1M |
| CUI | CUI Global, Inc. | Chief Executive Officer · Director · lapsed | 2019-07-11 → 2020-04-08 | 9 | $196,581 |
| NRCG | NRC GROUP HOLDINGS CORP. | Director · lapsed | 2018-10-18 → 2019-11-01 | 3 | — |
| HCACU | Hennessy Capital Acquisition Corp IV | Director · lapsed | 2019-02-28 → 2019-02-28 | 1 | — |
| HCAC.U | Hennessy Capital Acquisition Corp. III | Director · lapsed | 2017-06-22 → 2017-06-22 | 1 | — |
| PWR | QUANTA SERVICES, INC. | Pres & Chief Exec Officer · Director · lapsed | 2016-03-01 → 2016-03-01 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FE | 2026-03-11 | Sell | 7,945 | $50.60 | $402,017 | 1,869 |
| OEG | 2021-12-10 | Buy | 111,000 | $2.69 | $298,590 | 1,200,263 |
2 of 8 issuers are covered and open a security page; the rest are on file here only.