Every SEC Form 3/4/5 on record for this filer (CIK 1098696) — 2 issuers, 58 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SFST | SOUTHERN FIRST BANCSHARES INC | Director | 2015-09-25 → 2026-06-12 | 35 | −$1M |
| SFRSTB | SOUTHERN FIRST BANCSHARES INC | Director · lapsed | 2018-09-26 → 2018-09-26 | 1 | −$64,671 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SFST | 2026-06-10 | Sell | 765 | $60.60 | $46,359 | 50,715 |
| SFST | 2025-08-27 | Sell | 35 | $45.12 | $1,579 | 51,170 |
| SFST | 2025-06-23 | Sell | 1,083 | $35.72 | $38,685 | 51,205 |
| SFST | 2024-09-17 | Sell | 500 | $33.75 | $16,875 | 52,303 |
| SFST | 2024-09-17 | Sell | 500 | $34.20 | $17,100 | 51,803 |
| SFST | 2024-09-17 | Sell | 500 | $34.25 | $17,125 | 53,803 |
| SFST | 2024-09-17 | Sell | 1,000 | $33.88 | $33,880 | 52,803 |
| SFST | 2024-09-16 | Sell | 500 | $33.62 | $16,810 | 56,303 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.