Every SEC Form 3/4/5 on record for this filer (CIK 1082930) — 3 issuers, 22 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| QCOM | 2019-12-10 | Buy | 500 | $84.60 | $42,300 | 500 |
| CPAA | 2019-07-22 | Buy | 30,000 | $10.00 | $300,000 | 30,000 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.