Every SEC Form 3/4/5 on record for this filer (CIK 1074611) — 5 issuers, 31 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PNST | Pinstripes Holdings, Inc. | Director · lapsed | 2024-01-03 → 2024-01-23 | 3 | — |
| INWK | INNERWORKINGS INC | Director · lapsed | 2016-06-08 → 2020-10-05 | 8 | $96,900 |
| IQV | IQVIA HOLDINGS INC. | Director · lapsed | 2018-02-21 → 2018-04-30 | 2 | −$4M |
| Q | Qnity Electronics, Inc. | Director · lapsed | 2016-05-06 → 2017-11-08 | 5 | −$4M |
| WU | Western Union CO | Filer · lapsed | 2016-02-23 → 2017-02-24 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| INWK | 2020-03-20 | Buy | 85,000 | $1.14 | $96,900 | 311,871 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.