Every SEC Form 3/4/5 on record for this filer (CIK 1073157) — 3 issuers, 86 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LAZ | Lazard, Inc. | Executive Chairman · Director | 2015-08-18 → 2025-02-03 | 43 | −$45M |
| LGI | LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | Filer · lapsed | 2019-06-14 → 2019-06-14 | 1 | — |
| LOR | Lazard World Dividend & Income Fund, Inc. | Filer · lapsed | 2019-06-14 → 2019-06-14 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LAZ | 2024-09-04 | Sell | 700 | $47.90 | $33,530 | 1,552,525 |
| LAZ | 2024-09-04 | Sell | 28,803 | $48.30 | $1M | 1,523,722 |
| LAZ | 2024-09-03 | Sell | 69,701 | $48.05 | $3M | 206,309 |
| LAZ | 2024-09-03 | Sell | 2,030 | $49.25 | $99,978 | 1,553,225 |
| LAZ | 2024-09-03 | Sell | 85,740 | $48.05 | $4M | 1,555,255 |
| LAZ | 2024-09-03 | Sell | 2,030 | $49.25 | $99,978 | 204,279 |
| LAZ | 2024-08-26 | Sell | 53,047 | $50.02 | $3M | 276,010 |
| LAZ | 2024-08-26 | Sell | 86,728 | $50.02 | $4M | 1,640,995 |
| LAZ | 2024-08-23 | Sell | 1,999 | $50.01 | $99,970 | 1,727,723 |
| LAZ | 2024-08-23 | Sell | 1,222 | $50.01 | $61,112 | 329,057 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
