Every SEC Form 3/4/5 on record for this filer (CIK 1071292) — 5 issuers, 271 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LVO | LiveOne, Inc. | CEO & Chairman · Director | 2021-11-09 → 2025-07-17 | 22 | $499,050 |
| PODC | PodcastOne, Inc. | Executive Chairman · Director | 2024-01-30 → 2024-12-02 | 9 | $127,783 |
| LIVX | LiveXLive Media, Inc. | CEO & Chairman · Director · lapsed | 2017-12-21 → 2021-09-14 | 94 | $2M |
| NTN | NTN BUZZTIME INC | 10% owner · lapsed | 2019-07-31 → 2020-08-17 | 20 | −$2M |
| GRMS | LiveXLive Media, Inc. | CEO and Chairman · Director · lapsed | 2017-12-29 → 2017-12-29 | 1 | $3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PODC | 2024-11-26 | Buy | 3,500 | $2.03 | $7,105 | 169,431 |
| PODC | 2024-11-25 | Buy | 1 | $1.88 | $2 | 165,931 |
| PODC | 2024-11-22 | Buy | 5,000 | $1.92 | $9,600 | 165,930 |
| PODC | 2024-11-20 | Buy | 5,000 | $1.88 | $9,400 | 160,930 |
| PODC | 2024-11-19 | Buy | 5,000 | $1.73 | $8,650 | 155,930 |
| PODC | 2024-11-18 | Buy | 5,000 | $1.83 | $9,150 | 150,930 |
| PODC | 2024-11-14 | Buy | 5,367 | $1.79 | $9,607 | 145,930 |
| PODC | 2024-11-13 | Buy | 10,000 | $1.64 | $16,400 | 140,563 |
| PODC | 2024-09-23 | Buy | 5,000 | $1.87 | $9,350 | 130,563 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
