Every SEC Form 3/4/5 on record for this filer (CIK 1064171) — 5 issuers, 101 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PAGP | PLAINS GP HOLDINGS LP | Director | 2016-02-17 → 2025-08-18 | 14 | — |
| PAA | PLAINS ALL AMERICAN PIPELINE LP | Director · lapsed | 2016-11-22 → 2021-08-17 | 11 | — |
| KR | KROGER CO | Director · lapsed | 2015-07-16 → 2020-12-02 | 39 | −$2M |
| OAS | Oasis Petroleum Inc. | Director · lapsed | 2016-01-22 → 2020-11-20 | 12 | −$24,534 |
| QES | Quintana Energy Services Inc. | Director · lapsed | 2019-01-28 → 2020-02-19 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| OAS | 2020-10-01 | Sell | 53,335 | $0.23 | $12,267 | — |
| OAS | 2020-10-01 | Sell | 53,335 | $0.23 | $12,267 | — |
3 of 5 issuers are covered and open a security page; the rest are on file here only.