Every SEC Form 3/4/5 on record for this filer (CIK 1063975) — 2 issuers, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CNR | Core Natural Resources, Inc. | Director · lapsed | 2019-05-31 → 2022-07-26 | 7 | $147,185 |
| NCS | NCI BUILDING SYSTEMS INC | Director · lapsed | 2015-07-09 → 2019-03-28 | 9 | $157,674 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CNR | 2020-03-18 | Buy | 12,111 | $3.00 | $36,333 | 129,772 |
| CNR | 2020-03-17 | Buy | 4,323 | $4.35 | $18,805 | 117,661 |
| CNR | 2020-03-16 | Buy | 5,677 | $4.50 | $25,547 | 113,338 |
| CNR | 2019-06-04 | Buy | 5,000 | $4.40 | $22,000 | 107,661 |
| CNR | 2019-05-31 | Buy | 10,000 | $4.45 | $44,500 | 102,661 |
| NCS | 2019-03-27 | Buy | 8,000 | $5.97 | $47,760 | 92,661 |
| NCS | 2019-02-14 | Buy | 4,750 | $8.06 | $38,285 | 84,661 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.