Every SEC Form 3/4/5 on record for this filer (CIK 1061410) — 3 issuers, 32 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LUMN | Lumen Technologies, Inc. | Director · lapsed | 2021-05-24 → 2024-05-20 | 8 | $186,000 |
| CTL | CENTURYLINK, INC | Director · lapsed | 2017-11-03 → 2020-05-21 | 13 | $3M |
| LVLT | LEVEL 3 COMMUNICATIONS INC | Director · lapsed | 2015-07-02 → 2017-07-03 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LUMN | 2022-11-29 | Buy | 5,000 | $5.34 | $26,700 | 340,029 |
| LUMN | 2022-11-11 | Buy | 5,000 | $6.31 | $31,550 | 335,029 |
| LUMN | 2022-11-04 | Buy | 11,500 | $5.90 | $67,850 | 330,029 |
| LUMN | 2021-08-23 | Buy | 2,500 | $11.98 | $29,950 | 297,515 |
| LUMN | 2021-08-23 | Buy | 2,500 | $11.98 | $29,950 | 300,015 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
