Every SEC Form 3/4/5 on record for this filer (CIK 1060435) — 4 issuers, 60 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EARN | Ellington Credit Co | Director | 2015-09-17 → 2025-10-02 | 14 | $160,331 |
| EFC | Ellington Financial Inc. | Director | 2015-09-17 → 2025-10-02 | 13 | $104,968 |
| IHC | INDEPENDENCE HOLDING CO | Director · lapsed | 2016-10-18 → 2022-02-16 | 15 | −$40,163 |
| AMIC | AMERICAN INDEPENDENCE CORP | Director · lapsed | 2015-08-27 → 2016-09-01 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EARN | 2025-09-11 | Buy | 10,536 | $5.68 | $59,844 | 24,297 |
| EFC | 2025-09-11 | Buy | 5,544 | $13.56 | $75,177 | 80,000 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.