Every SEC Form 3/4/5 on record for this filer (CIK 1053473) — 3 issuers, 44 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GIII | G III APPAREL GROUP LTD /DE/ | Director | 2015-07-02 → 2025-06-13 | 23 | −$1M |
| ROIC | RETAIL OPPORTUNITY INVESTMENTS CORP | Director | 2016-01-05 → 2025-02-14 | 15 | −$550,284 |
| CLI | MACK CALI REALTY CORP | Director · lapsed | 2019-06-24 → 2019-12-05 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GIII | 2023-10-16 | Sell | 10,904 | $24.21 | $263,986 | 20,166 |
| ROIC | 2023-08-31 | Sell | 4,000 | $13.46 | $53,840 | 51,557 |
| GIII | 2023-07-12 | Sell | 10,904 | $20.42 | $222,660 | 31,070 |
| GIII | 2023-06-27 | Sell | 9,304 | $19.40 | $180,498 | 41,974 |
| GIII | 2023-04-04 | Sell | 3,250 | $15.53 | $50,473 | 44,871 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
