Every SEC Form 3/4/5 on record for this filer (CIK 1047092) — 4 issuers, 185 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DOUG | Douglas Elliman Inc. | Director | 2021-12-21 → 2026-04-14 | 19 | $929,800 |
| VGR | VECTOR GROUP LTD | EVP/COO · Director | 2015-11-12 → 2024-10-07 | 40 | $1M |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | CEO, President & Chairman · lapsed | 2015-07-06 → 2020-02-14 | 48 | $840,003 |
| ROX | Castle Brands Inc | President and CEO · Director · lapsed | 2015-08-12 → 2019-10-09 | 44 | $609,459 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DOUG | 2024-07-10 | Buy | 75,000 | $1.20 | $90,000 | 2,272,804 |
| DOUG | 2024-07-09 | Buy | 30,000 | $1.16 | $34,800 | 2,197,804 |
| DOUG | 2024-07-05 | Buy | 125,000 | $1.08 | $135,000 | 2,167,804 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.