Every SEC Form 3/4/5 on record for this filer (CIK 1018327) — 6 issuers, 112 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NMFC | New Mountain Finance Corp | Director | 2015-09-28 → 2026-03-12 | 41 | $83M |
| RCM | R1 RCM Inc. /DE | Director | 2022-07-01 → 2024-11-22 | 3 | — |
| SGFY | Signify Health, Inc. | Director · lapsed | 2021-02-10 → 2022-05-23 | 3 | — |
| BLPH | Bellerophon Therapeutics, Inc. | 10% owner · lapsed | 2021-03-22 → 2021-03-22 | 1 | — |
| AVTR | Avantor, Inc. | 10% owner · lapsed | 2019-05-16 → 2020-11-10 | 5 | −$332M |
| VWR | VWR Corp | 10% owner · lapsed | 2017-05-15 → 2017-05-15 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NMFC | 2026-03-11 | Buy | 92,080 | $8.05 | $741,244 | 1,465,110 |
| NMFC | 2026-03-11 | Buy | 184,162 | $8.05 | $1M | 5,370,858 |
| NMFC | 2026-03-10 | Buy | 74,586 | $8.05 | $600,417 | 1,373,030 |
| NMFC | 2026-03-10 | Buy | 149,172 | $8.05 | $1M | 5,186,696 |
| NMFC | 2026-03-05 | Buy | 79,291 | $8.10 | $642,257 | 1,298,444 |
| NMFC | 2026-03-05 | Buy | 158,582 | $8.10 | $1M | 5,037,524 |
| NMFC | 2026-03-04 | Buy | 124,604 | $8.17 | $1M | 4,878,942 |
| NMFC | 2026-03-04 | Buy | 62,301 | $8.17 | $508,999 | 1,219,153 |
| NMFC | 2026-03-03 | Buy | 83,498 | $7.94 | $662,974 | 1,156,852 |
| NMFC | 2026-03-03 | Buy | 166,997 | $7.94 | $1M | 4,754,338 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
